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Journal of Environmental Quality 31:444-449 (2002)
© 2002 American Society of Agronomy, Crop Science Society of America, and Soil Science Society of America

Article
SYMPOSIUM PAPERS

Formation of Heteroaromatic Nitrogen after Prolonged Humification of Vascular Plant Remains as Revealed by Nuclear Magnetic Resonance Spectroscopy

H. Knicker*,a, P.G. Hatcherb and F.J. González-Vilac

a Lehrstuhl für Bodenkunde, Technische Universität München, 85350 Freising-Weihenstephan, Germany
b Department of Chemistry, The Ohio State University, Columbus, OH 43210
c Instituto de Recursos Naturales y Agrobiología, C.S.I.C., P.O. Box 1052, 41080 Sevilla, Spain

* Corresponding author (knicker{at}weihenstephan.de)

Received for publication June 26, 2000.

    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 REFERENCES
 
In the search for the mechanisms involved in the immobilization of organic nitrogen in humified remains of vascular plants, the efforts of the present investigation were directed toward the examination of the transformation of nitrogenous compounds during the peat and coal stage by means of solid-state nuclear magnetic resonance (NMR) spectroscopy. While accumulation of heteroaromatic-N is not detected in most of the studied peat layers, a clear shoulder in the chemical shift region of pyrrole- or indole-N is observed in the solid-state 15N NMR spectrum of material from the deepest (and thus oldest) peat layer underlying the sapropel from Mangrove Lake, Bermuda (10000 years). This points to the assumption that transformation of nitrogen occurs between an advanced stage of peatification and an early stage of coalification. The observed sudden alteration in nitrogen functionality indicates that continuous accumulation of newly synthesized or selectively preserved biogenic structures is not responsible for the presence of heteroaromatic-N in these fossilized deposits. It seems rather likely that abiotic conditions, occurring during advanced sediment maturation, have an effect on the observed N transformation. With increasing coalification, pyrrole-type-N becomes the dominant form in the macromolecular coal network. Pyridine-type-N was only detected in a coal of anthracite rank.

Abbreviations: CPMAS, cross polarization magic angle spinning • NMR, nuclear magnetic resonance


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 REFERENCES
 
THE IMPORTANCE OF refractory organic nitrogen in soils and sediments as a nitrogen sink is well recognized but little is known concerning its chemical composition or the mechanism(s) responsible for its resistance. Common models that were proposed to explain the formation of refractory organic nitrogen involve the depolymerization–recondensation pathway (Anderson et al., 1989; Kelly and Stevenson, 1996; Schnitzer, 1985). Here, naturally occurring macromolecules such as lignin, polysaccharides, and proteins are microbiologically degraded to oligomers and monomers, which for the most part are mineralized further. A small fraction of these oligomers and monomers, however, are thought to recombine by random condensation or 1,4 addition of ammonium and amino groups on phenols or quinone to form complex macromolecular N-containing heteroaromatic structures. Another suggestion is the formation of Maillard products by condensation of carbonyl-C with amino groups in amino acids and amino sugars (Ikan, 1996). Several of the suggested pathways have been shown to occur in laboratory experiments. In natural soils, however, up to now, possible end products of such condensation reactions were only detected by pyrolysis (Schulten et al., 1995) and in concentrations that are to low to be considered to be a major building block of soil humic material. Previous solid-state 15N nuclear magnetic (NMR) spectroscopic studies, on the other hand, revealed that nitrogen in humified material of soils (Knicker et al., 1993, 1999, 2000; Knicker and Lüdemann, 1995) and recent sediments (Knicker and Hatcher, 1997; Knicker et al., 1996c) is mainly bound in amides. Applying thermochemolysis with tetramethylammonium hydroxide to a residue of a 5000-year-old organic sediment obtained after hydrolysis with 6 M HCl confirmed the presence of nonhydrolyzable amino-acid compounds. This study clearly demonstrated that in humified organic material peptide-like material exists that is resistant against microbial attack but also against harsh chemical treatment, possibly by physical or chemical protection (Knicker et al., 2001). In those studies, no evidence for the formation of higher amounts of heteroaromatic-N in those environments was obtained. However, such heteroaromatic-N was shown to dominate in solid-state 15N NMR spectra obtained from bituminous coals (Knicker et al., 1995). A comparable observation was made for algal-derived deposits (Derenne et al., 1997; Knicker et al., 1996c). This observation demonstrates that during fossilization of organic material, significant changes in nitrogen composition occurred leading to N-containing constituents that are not observed for humified material in soils and recent algal-derived sediments. In order to obtain some more insights into involved mechanisms responsible for this shift in nitrogen functionality, the timing of the formation of heteroaromatic-N is an important question. According to previous solid-state 15N NMR studies, it seems unlikely that higher amounts of such compounds are formed during early diagenesis. However, at a later stage of diagenesis the higher resistance of heteroaromatic compounds against degradation as compared with amides may finally account for their selective enrichment. If this is the case, a continuous increase in heteroaromatic-N with simultaneous decrease of amide-N should be observable in a series of samples with increasing diagenetic maturation degree. On the other hand, in the deeper layers of a sediment, continuing diagenesis leads to consolidation of the accumulated material, reduction in water content, and an increase in temperature, due to increase in pressure. Microbial activity decreases and finally stops at a later stage referred to as catagenesis. At this stage, abiotic conditions or thermal transformations could assist in the formation of the observed heteroaromatic-N.

The efforts of the present investigation were directed toward the examination of organic matter transformation during peatification and fossilization of vascular plant debris. Therefore, several peats and coals that increase in rank from lignite to anthracite were subjected to solid-state 13C and 15N NMR spectroscopy. With this approach, we hoped to map out a more precise time window during which the formation of heteroaromatic-N occurred than was achieved in previous studies on the fossilization of algal material (Derenne et al., 1997). This should improve the possibility to mark down factors that can lead to the immobilization of organic nitrogen into heteroaromatic compounds.


    MATERIALS AND METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 REFERENCES
 
Sample Material
The first peat sample used in this study was derived from Mangrove Lake, Bermuda (Hatcher, 1978; Hatcher et al., 1982) and has developed for more than 10000 years. In this deposit, freshwater peat overlies the carbonate basement. The peat is covered by an algal sapropel. The sharp transition from peat to algal sapropel occurs at 14 m depth of the sediment. Thin sections and isotopic 13C measurements of the peat indicated that it is composed of remains of sawgrass, ferns, palms, and myrtle (Hatcher et al., 1982).

The second peat sample was Torreblanca peat (sapric peat) (Almendros et al., 1981) from Castellón de Plana, eastern Spain, which is a coastal formation with pallustric vegetation (continental-marine swamps). This sediment is used for fuel and fertilizer production. Samples were taken at a depth of 80 to 100 and 100 to 200 cm. A second sapric peat was obtained at a depth of 200 cm from the Padul deposit in the Miocene Granada Basin (southern Spain).

Two lignite samples were taken from the Arenas del Rey deposit of the same basin. These samples are from a depth of 1.5 m and of 3.5 m. The geological background for the Padul deposit and the Arenas del Rey deposits are described in Florschütz et al. (1971) and Martín and Garcia-Rosell (1970), respectively. A brief description of the samples is given by del Río et al. (1992). The highly volatile A bituminous coal PSOC 1362 was derived from the Penn State Coal Sample Bank and Data Base and has been characterized thoroughly by standard chemical methods (Glick and Davis, 1991). This coal (Middle Pennsylvanian) was collected from Tallegheny Group, Freeport Formation (Lawrence County, Pennsylvania, USA). A coalified stem of anthracite rank was obtained from a sandstone unit of the Lockatong Formation (Upper Triassic) at the H and K quarry near Chalfont, Pennsylvania, USA (Hatcher, 1988; Hatcher and Ronankiw, 1985).

The elemental composition of the samples included in Table 1 was measured in duplicates by standard elemental analysis at the microanalysis laboratory of the Universität Regensburg, Germany.


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Table 1. Elemental composition (mg g-1 dry mass of the sample) and intensity distribution (% of total signal intensity) in the cross polarization magic angle spinning (CPMAS) 13C nuclear magnetic resonance (NMR) spectra of Torreblanca peats (southern Spain) and the deposits of the Miocene Granada Basin, southern Spain.

 
Nuclear Magnetic Resonance Measurements
The solid-state cross polarization magic angle spinning (CPMAS) 13C NMR spectra were obtained with a Bruker (Rheinstetten, Germany) MSL-100 (25.2 MHz) spectrometer, using zirconium rotors of 7 mm o.d. with KEL-F-caps that were spun at 4 kHz, respectively. A standard cross polarization pulse sequence was applied (Pines et al., 1973; Schaefer and Stejskal, 1976). A contact time t = 1 ms was used for these spectra. The 13C chemical shift was calibrated to tetramethylsilane (= 0 ppm), using glycine as an external standard (COOH: 176.04 ppm). Depending on the sensitivity of the sample for NMR analysis, between 2 x 104 and 10 x 105 scans were accumulated using a pulse delay of 300 ms. Prior to Fourier transformation, a line broadening of 0 to 75 Hz was applied, depending on the sensitivity of the sample. Relative carbon distribution was determined by integration of signal intensity in the various chemical shift regions, given in Table 1, via an integration routine supplied with the instrument software. Depending on the signal to noise ratio, mean coefficients of variation between 1 and 15% were recently found for the relative contribution of different carbons species to the total intensity of the solid-state CPMAS 13C NMR spectrum (Knicker, 1993; Knicker et al., 2000).

With the exception of the solid-state CPMAS 15N NMR spectra of the Mangrove Lake peat, all 15N NMR spectra were obtained on a Bruker MSL-300 (30.4 MHz) with a spinning speed of 4.5 kHz. For the Mangrove Lake samples a Chemagnetics CMC-300 (30.2 MHz) spectrometer was used at a spinning speed of 3.5 kHz. Contact times between 0.7 and 1 ms and pulse delays between 100 and 300 ms were applied. For the used samples at natural 15N abundance, between 2 x 105 and 2 x 106 scans were necessary. A line broadening of 100 and 200 Hz was used. The chemical shift is referenced to the nitromethane scale (= 0 ppm) and was adjusted with 15N-enriched glycine (-347.6 ppm).


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 REFERENCES
 
Organic Carbon and Nitrogen Composition in Peats
The CPMAS 13C NMR spectra of an upper (80 to 100 cm) and a deeper layer (100 to 200 cm) of a sapric peat from Torreblanca, Spain are shown in Fig. 1 . Their relative intensity distribution is given in Table 1. Compared with CPMAS 13C NMR spectra of undegraded vascular plant material (Knicker et al., 1996a,b), the relative intensity of the aromatic C region (160 to 110 ppm) increases while that of the O-alkyl-C region (110 to 60 ppm) decreases. This and the sharp signals at 153 and 148 ppm, typical for O-substituted carbons of guaiacyl and syringyl units in lignin, indicate a preferential loss of carbohydrates, such as cellulose and hemicellulose, relative to lignin. This is in accordance with other studies, in which peatified stem wood of Scotch heather [Calluna vulgaris (L.) Hull]) (van der Heijden and Boon, 1994) and various other peatified vascular plant remains at different stages of peatification (Bates et al., 1991; Dudley et al., 1990) were analyzed, demonstrating that in peats, anaerobic decomposition of plant material is selective.



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Fig. 1. Cross polarization magic angle spinning (CPMAS) 13C and 15N nuclear magnetic resonance (NMR) spectra of two layers of the Torreblanca (Spain) peat in comparison with those obtained from fresh ryegrass (Lolium perenne L.) material (Knicker et al., 1996b). Asterisks indicate spinning side bands.

 
A relatively high signal intensity is observed in the region between 45 and 0 ppm. The low alkyl-C (45 to 0 ppm) to carboxyl and amide C (220 to 160 ppm) ratios of 1.9 for the upper and 1.5 for the lower layer indicate that short chain alkyl acids dominate over long alkyl chains. The high content of alkyl-C was also seen in other studies (Dudley et al., 1990) and was explained with contributions of fungal and microbial remains and their metabolic products. The identification of sterols of algal origin in some Spanish peats and lignites (del Río et al., 1992) indicates that algal residues may also have an effect on the organic composition of peats. Interestingly, aliphatic biopolymers are also observed in vitrinite from coals (Zhang et al., 1993). The latter was suggested to be the result of migration and deposition of humic material into cell lumina of the decaying wood.

The CPMAS 15N NMR spectra of the Torreblanca peats (Fig. 1) (Knicker et al., 1996b) and the peat from Padul are dominated by a signal around -260 ppm, assignable to amides, and show a small signal for amino groups in amino acids (-346 ppm) (Witanowski et al., 1993), which indicates the presence of peptide-like structures. Those compounds may derive from residual plant components or fungal and microbial remains that have been physically or chemically protected against further microbial degradation. Those signals assigned to peptide-like structures are also identified in the solid-state 15N NMR spectrum of material derived from a peat layer (15.1 m) underlying a freshwater sapropel from the Holocene Mangrove Lake, Bermuda (Fig. 2) . For a deeper, and thus older layer of the Mangrove Lake peat at 16.2 m, some alteration in nitrogen composition can be detected from the CPMAS 15N NMR spectrum. A broad shoulder at the downfield side of the main signal at -258 ppm in the chemical shift region of pyrrole-N (-150 to -240 ppm) is observed. Thus, we have the first evidence for the emergence of heteroaromatic-N.



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Fig. 2. Cross polarization magic angle spinning (CPMAS) 15N nuclear magnetic resonance (NMR) spectra of the peat from Mangrove Lake, Bermuda.

 
Organic Carbon and Nitrogen Composition in Coals
During prolonged peatification, the lignin macromolecular structure is preserved but a gradual decrease in the syringyl to guaiacyl ratio (van der Heijden and Boon, 1994) and a relative increase in coumaryl structural units (Orem et al., 1996) was observed. This trend suggests a decrease of methoxyl carbons by demethylation. These units are transformed to hydroxyls and increased condensation (Hatcher, 1988) occurs. The loss of methoxyl units in the early stages of lignite formation is also indicated by the solid-state 13C NMR spectra of the deposits from the Miocene Granada Basin (Fig. 3) . Compared with the Padul peat, the ratio between the intensity in the region between 140 and 110 ppm (C-substituted or protonated aryl-C) to that in the region between 160 and 140 ppm (O-aryl-C) increases from 2.6 to 3.7 and 3.9 in the lignite samples obtained at depths of 1.5 and 3.5 m, respectively (Table 1).



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Fig. 3. Cross polarization magic angle spinning (CPMAS) 13C and 15N nuclear magnetic resonance (NMR) spectra of the peat from the Padul Turba deposit and the lignite from the Arenas del Rey deposit.

 
Concomitantly, a relative increase in the alkyl region from 27% in the Padul peat to 46% in the upper lignite layer from the Arenas del Rey deposit can be detected. With increasing depths of the deposit, an increase in aromaticity from 23 to 34% (160 to 110 ppm) is observed. However, due to the broadness of the aromatic signal at 128 ppm, and the fact that there is little signal intensity in the O-alkyl region, the intensity between 110 and 100 ppm should be included if the aromaticity of the samples is elucidated. Then, values of 28 and 39%, respectively, are determined.

This increase in aromaticity continues with maturation as depicted in the CPMAS 13C NMR spectra of the highly volatile A bituminous coal PSOC 1362 derived from the Freeport Formation (Lawrence County, Pennsylvania, USA) (Glick and Davis, 1991) and the coalified gymnosperm wood of the anthracite rank (Lockatong Formation, Pennsylvania, USA) (Hatcher, 1988). This increase in aromaticity with increasing rank from lignite to anthracite was previously taken as an indication that dealkylation of alkyl side chains in aromatic rings proceeds with possible replacement of hydrogen (Hatcher, 1988).

As indicated by the broad signal around -240 ppm in the CPMAS 15N NMR spectra of the coals, pyrrole-type-N represents the major nitrogen fraction of such samples. In contrast to the spectra of the matured peats, an amide signal cannot be separated from the broad peak around -240 ppm. It seems likely that most of the transformation of the nitrogen from amides to heteroaromatic-N occurs during a very small temporal window, namely between late peatification and the lignite stage, and thus at an early stage of coalification. With increasing rank, the dominance of pyrrole-N remains.

It is generally believed that nitrogen in coal occurs not only in pyrroles, but also in pyridine analogs. Neat pyridine shows a resonance line at -62 ppm while aqueous pyridine gives a signal at -84 ppm (Witanowski et al., 1993). In the present CPMAS 15N NMR spectra of coals, only that of the anthracite coalified wood shows a weak signal in this region. Protonation or N alkylation of pyridine-N leads to a dramatic increase of the magnetic shielding of up to 100 ppm or more (Witanowski et al., 1993). Resonance lines originating from such pyridinium compounds may contribute to the shoulders in the region between -100 and -200 ppm. Another reason why unsubstituted pyridine-N has no major contribution to the total signal intensity of the solid-state CPMAS 15N NMR spectra may be because a contact time t = 1 ms was used. This time was found to be in the range that is optimal for obtaining quantifiable solid-state CPMAS 15N NMR spectra of decomposed plant material and soil organic matter where low condensation is expected (Knicker et al., 1996b). In coal, on the other hand, heteroaromatic-N can occur within a core of condensed aromatic structures with no protons in proximity. Thus, maximal cross polarization from protons to the nitrogen may occur at a longer t. However, as it was recently shown, this is not the case for the coal PSOC 1362 (Knicker et al., 1995), indicating that for this sample too short a t is not an explanation for missing pyridine signals. A longer t = 2.5 ms only resulted in a signal intensity loss for nitrogen compounds suspected to have strong dipolar interactions. In contrast, in the solid-state 15N NMR spectrum of the anthracite wood that was obtained with t = 2.5 ms (Fig. 4) , the signal at -82 becomes more pronounced compared with that in the corresponding CPMAS 15N NMR spectra acquired with a t = 1 ms. While the signal at -240 ppm decreases with increasing t, no intensity loss can be observed for the signal at -178 ppm. However, one still has to consider that pyridine-N in coals located at the center of highly condensed structures is depleted of neighboring protons and may therefore not be efficiently polarized during the NMR experiment. Such compounds may not be detectable with a CPMAS 15N NMR experiment. Accordingly, the signal intensity in the region of pyridine-N between -40 and -90 ppm results tentatively from pyridine-N structures located at the edge or surface of the graphite layers.



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Fig. 4. Cross polarization magic angle spinning (CPMAS) 13C and CPMAS 15N nuclear magnetic resonance (NMR) spectra of two coals.

 
Implications for Nitrogen Immobilization in Vascular-Plant-Derived Deposits
Summarizing the results presented here, some implications for the protection and preservation mechanisms of labile material in organic-matter-rich deposits derived from vascular plants and buried under highly anaerobic conditions are provided. Indications for the formation of heteroaromatic-N compounds during early diagenesis, which could support common models of humification via depolymerization–recondensation reactions, are not found for the Torreblanca peat and the upper peat layer of the sediments from Mangrove Lake. In contrast, peptide-like material seems to dominate the organic nitrogen fraction.

At the deepest peat layer from Mangrove Lake, higher intensity in the chemical shift region of pyrrole-type-N is detected in the solid-state 15N NMR spectrum. Here, we have the first evidence for the occurrence of heteroaromatic-N, which may be explained by selective enrichment of refractory indole- and pyrrole-containing biopolymers. This pathway is supported by the fact that some porphyrins from chlorophyll or pigments can be found in aged sediments and are widely used as biomarkers in the examination of those sediments (Tissot and Welte, 1984). However, if this explanation is valid, the relative enrichment of those substances should already be detectable in the upper layer of the peat. The sudden alteration in nitrogen functionality, however, suggests that changes in chemical and physical conditions during advanced sediment maturation may be responsible for this shift in nitrogen composition. A changed environment may have favored abiotic conditions and thus the formation of condensed melanoidins or assisted in cyclization of preserved peptide-like material. As coalification continued, heteroaromatic-N becomes the dominating form of organic nitrogen both in kerogens and coals (Knicker et al., 1995, 1996c; Patience et al., 1992). These results give a first indication that late peatification may be an important stage for the formation of heteroaromatic-N. Further research, however, must be performed to obtain more insights into the chemical and physical circumstances that may be responsible for peptide-like material that has survived through the early stages of peatification to become transformed into heteroaromatic-N at the early stages of coalification.


    ACKNOWLEDGMENTS
 
The Microanalysis Laboratory of the Universität Regensburg, Germany, is gratefully acknowledged for the elemental analysis of the samples. The authors thank Prof. Dr. G. Almendros (CSIC, Madrid, Spain) for the donation of the Torreblanca peat samples. Prof. Dr. H.-D. Lüdemann (Universität Regensburg, Germany) and Prof. Dr. A.J. Benesi (Pennsylvania State University, Pennsylvania, USA) are gratefully acknowledged for providing the NMR facilities.


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 MATERIALS AND METHODS
 RESULTS
 REFERENCES
 





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